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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-25
CA RA APPROVED 2023-04-05
  • TX RA
    APPROVED
    Since 2023-07-25
  • CA RA
    APPROVED
    Since 2023-04-05

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 09/2022 Present
Momentous Insurance Brokerage Van Nuys CA 08/2021 07/2022
Commonwealth Partners Los Angeles CA 09/2018 07/2021
Cell Business Equipment Gardena CA 03/2017 06/2018
University Of Southern California Los Angeles CA 08/2012 12/2016
Eastdil Secured Job Santa Monica CA 07/2018 08/2018
Bank Of America, N.A. Palo Alto CA 02/2023 Present
  • 09/2022 → Present
    Palo Alto, CA
  • 08/2021 → 07/2022
    Momentous Insurance Brokerage
    Van Nuys, CA
  • 09/2018 → 07/2021
    Commonwealth Partners
    Los Angeles, CA
  • 03/2017 → 06/2018
    Cell Business Equipment
    Gardena, CA
  • 08/2012 → 12/2016
    University Of Southern California
    Los Angeles, CA
  • 07/2018 → 08/2018
    Eastdil Secured Job
    Santa Monica, CA
  • 02/2023 → Present
    Bank Of America, N.A.
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-04
  • S66 Uniform Combined State Law Examination
    2023-04-04

View on SEC IAPD

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