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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

55 William Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aubuchon Hardware Beverly MA 06/2018 12/2021
Beauport Hospitality Group Gloucester MA 06/2020 12/2023
Windsor Private Wealth Boston MA 08/2022 12/2022
Waldron H. Rand & Co Dedham MA 01/2023 04/2023
Ubs Financial Services Boston MA 03/2024 Present
Austin Preparatory School Reading MA 06/2016 06/2018
  • 06/2018 → 12/2021
    Aubuchon Hardware
    Beverly, MA
  • 06/2020 → 12/2023
    Beauport Hospitality Group
    Gloucester, MA
  • 08/2022 → 12/2022
    Windsor Private Wealth
    Boston, MA
  • 01/2023 → 04/2023
    Waldron H. Rand & Co
    Dedham, MA
  • 03/2024 → Present
    Ubs Financial Services
    Boston, MA
  • 06/2016 → 06/2018
    Austin Preparatory School
    Reading, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-01
  • S66 Uniform Combined State Law Examination
    2024-06-01
Other Names
  • Anne L Martin

View on SEC IAPD

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