Best Investors Account Sign in
Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-31
  • CA RA
    APPROVED
    Since 2023-01-31

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

2875 Boul. Laurier Suite 800, Edifice Le Delta 1, Quebec. Quebec G1V 2M2 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H2O Innovation Quebec City 05/2019 08/2019
Td Bank Quebec City 03/2021 05/2021
Seminaire Saint-Francois, Notre-Dame-De-Foy, Hec Montreal Montreal 01/2011 12/2021
Raymond James Ltd Quebec, Qc 05/2021 Present
Raymond James Usa Ldt Quebec, Qc 09/2022 Present
Raymond James Financial Planning Ltd Quebec, Qc 01/2023 Present
  • 05/2019 → 08/2019
    H2O Innovation
    Quebec City
  • 03/2021 → 05/2021
    Td Bank
    Quebec City
  • 01/2011 → 12/2021
    Seminaire Saint-Francois, Notre-Dame-De-Foy, Hec Montreal
    Montreal
  • 05/2021 → Present
    Raymond James Ltd
    Quebec, Qc
  • 09/2022 → Present
    Raymond James Usa Ldt
    Quebec, Qc
  • 01/2023 → Present
    Raymond James Financial Planning Ltd
    Quebec, Qc
Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. HUBERT OUELLET IS LOCATED AT 2875 boul. Laurier, Suite 800, Edifice le Delta 1, Quebec, G1V 2M2 AND HAS BEEN EMPLOYED SINCE 2021/05/03. HE IS A FULL TIME AGENT AND HIS TITLE WITH RJL IS "Assistant Investment Advisor". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. HUBERT OUELLET IS LOCATED AT 2875 boul. Laurier, Suite 800, Edifice le Delta 1, Quebec, G1V 2M2 AND HAS BEEN LICENSED WITH RJFP SINCE January 16, 2023. HE IS A FULL-TIME AGENT. HE DEVOTES 20 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES. L'Association Professionnelle des Conseillers en Services Financiers (APCSF) is not investment-related and is located at 3630 Montée St-Hubert, J3Y 4J7, Québec, Canada. The objective of APCSF is to advance professionalism in finance and ensure the sustainability of independent financial advisors with governments and Self-Regulatory Organizations (SROs). My position/title is Volunteer, and the start date of my involvement with the organization was March 24, 2023. I dedicate two hours a month to this other business during business and trading hours. My duties include serving as a Member of the Administrative Council of the association.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-31
  • S65 Uniform Investment Adviser Law Examination
    2023-01-31

View on SEC IAPD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor