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2100-925 West Georgia Street, Vancouver V6C3L2 • Canada
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-31 |
Branch Locations
925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada
2875 Boul. Laurier Suite 800, Edifice Le Delta 1, Quebec. Quebec G1V 2M2 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H2O Innovation | Quebec City | 05/2019 | 08/2019 | |
| Td Bank | Quebec City | 03/2021 | 05/2021 | |
| Seminaire Saint-Francois, Notre-Dame-De-Foy, Hec Montreal | Montreal | 01/2011 | 12/2021 | |
| Raymond James Ltd | Quebec, Qc | 05/2021 | Present | |
| Raymond James Usa Ldt | Quebec, Qc | 09/2022 | Present | |
| Raymond James Financial Planning Ltd | Quebec, Qc | 01/2023 | Present |
RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. HUBERT OUELLET IS LOCATED AT 2875 boul. Laurier, Suite 800, Edifice le Delta 1, Quebec, G1V 2M2 AND HAS BEEN EMPLOYED SINCE 2021/05/03. HE IS A FULL TIME AGENT AND HIS TITLE WITH RJL IS "Assistant Investment Advisor". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. HUBERT OUELLET IS LOCATED AT 2875 boul. Laurier, Suite 800, Edifice le Delta 1, Quebec, G1V 2M2 AND HAS BEEN LICENSED WITH RJFP SINCE January 16, 2023. HE IS A FULL-TIME AGENT. HE DEVOTES 20 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES. L'Association Professionnelle des Conseillers en Services Financiers (APCSF) is not investment-related and is located at 3630 Montée St-Hubert, J3Y 4J7, Québec, Canada. The objective of APCSF is to advance professionalism in finance and ensure the sustainability of independent financial advisors with governments and Self-Regulatory Organizations (SROs). My position/title is Volunteer, and the start date of my involvement with the organization was March 24, 2023. I dedicate two hours a month to this other business during business and trading hours. My duties include serving as a Member of the Administrative Council of the association.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-31 |
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