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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-01-16 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Agawam/ Springfield/ East Longmeadow | MA | 10/2012 | 10/2022 |
| United States Navy Reserve | Newport | RI | 07/2016 | Present |
| Td Bank N.A. | Springfield | MA | 10/2022 | 12/2023 |
| Td Private Client Wealth Llc | Springfield | MA | 10/2022 | 12/2023 |
| Massmutual | Springfield | MA | 01/2024 | Present |
| Mml Investors Services, Llc | Springfield | MA | 01/2024 | Present |
1) NAME: United States Navy Reserve INV REL: N ADD: Peary Street, Newport RI 02841 NATURE: United states Navy reservist: Gunners mate POSITION: petty Officer Fist class START DATE: 01/01/2016 NO. HR/MO: 16 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Weaponry and ammunition. Boat operations 2) NAME: FINRA INV REL: N ADD: 200 Liberty Street, New York, NY 10281 NATURE: FINRA is a self-regulatory organization for member broker-dealers that is responsible under federal law for supervising member firms. POSITION: Arbitrator START DATE: 04/07/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Dispute resolution for investors, and brokerage firms and their registered employees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-15 |
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