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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-03
  • NY RA
    APPROVED
    Since 2023-01-03

Branch Locations

390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Garden City NY 09/2022 Present
Knickerbocker Club, Inc. New York NY 02/2016 09/2022
  • 09/2022 → Present
    Garden City, NY
  • 02/2016 → 09/2022
    Knickerbocker Club, Inc.
    New York, NY
Other Businesses

1. GATEWAY GROUP LLC / GATEWAY INVESTMENTS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/03/2023 ADDRESS: 390 Old Country Road, 2nd Floor, Garden City NY 11530, United States DESCRIPTION: I assist clients with their financial advisory needs. 2. RETIREMENT ADVISORY SERVICES CORP POSITION: Wealth Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/31/2026 ADDRESS: 390 Old Country Road, 2nd Floor, Garden City NY 11530, United States DESCRIPTION: I assist clients with their financial advisory needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-15
  • S66 Uniform Combined State Law Examination
    2022-10-15

View on SEC IAPD

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