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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-07
NY RA APPROVED 2025-01-10
  • CT RA
    APPROVED
    Since 2025-02-07
  • NY RA
    APPROVED
    Since 2025-01-10

Branch Locations

1000 Pittsford Victor Road Suite 2E, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Syracuse NY 03/2023 07/2024
5 Points Wine And Liquor Oswego CT 02/2022 08/2024
Hartwell Financial Strategies Syracuse NY 08/2022 12/2022
Hands In Llc East Hartford CT 08/2020 02/2022
Suny Oswego Oswego NY 08/2021 01/2022
Tj Maxx Oswego NY 03/2021 06/2021
The Garden Barn Nursery & Landscaping Vernon CT 06/2020 12/2020
Suny Oswego Oswego NY 08/2019 04/2020
Walgreens Manchester CT 05/2017 01/2020
Suny Oswego Oswego NY 08/2019 05/2023
Unemployed Manchester CT 11/2012 04/2017
Lpl Enterprise Syracuse NY 01/2025 Present
Unemployed Oswego NY 08/2024 01/2025
  • 03/2023 → 07/2024
    Pruco Securities Llc
    Syracuse, NY
  • 02/2022 → 08/2024
    5 Points Wine And Liquor
    Oswego, CT
  • 08/2022 → 12/2022
    Hartwell Financial Strategies
    Syracuse, NY
  • 08/2020 → 02/2022
    Hands In Llc
    East Hartford, CT
  • 08/2021 → 01/2022
    Suny Oswego
    Oswego, NY
  • 03/2021 → 06/2021
    Tj Maxx
    Oswego, NY
  • 06/2020 → 12/2020
    The Garden Barn Nursery & Landscaping
    Vernon, CT
  • 08/2019 → 04/2020
    Suny Oswego
    Oswego, NY
  • 05/2017 → 01/2020
    Walgreens
    Manchester, CT
  • 08/2019 → 05/2023
    Suny Oswego
    Oswego, NY
  • 11/2012 → 04/2017
    Unemployed
    Manchester, CT
  • 01/2025 → Present
    Lpl Enterprise
    Syracuse, NY
  • 08/2024 → 01/2025
    Unemployed
    Oswego, NY
Other Businesses

1) 09/09/2025-Doordash-Doordash Driver-Outside/W-2 Employment-Not inv related-At Rochester, NY-Start date 09/12/2025-20hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-17
  • S66 Uniform Combined State Law Examination
    2024-04-17
Other Names
  • Zachary Daigle

View on SEC IAPD

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