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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-05 |
Branch Locations
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruitt Financial Servcies, Llc | Bald Knob | AR | 03/2021 | Present |
| Frost, Pllc | Little Rock | AR | 09/2019 | 02/2021 |
| Rosswood Farms Llc | Mccrory | AR | 01/2017 | 09/2019 |
| Helena Chemical Co | Wynne | AR | 06/2014 | 11/2016 |
| Unemployment | Mccrory | AR | 11/2016 | 01/2017 |
| Unemployment | Mccrory | AR | 02/2021 | 03/2021 |
| Arcare | Augusta | AR | 03/2021 | Present |
| The Pruitt Agency, Incorporated | Bald Knob | AR | 10/2022 | Present |
| Avantax Investment Services Inc. | Bald Knob | AR | 09/2023 | 09/2025 |
| Avantax Insurance Agency, Llc | Bald Knob | AR | 09/2023 | 09/2025 |
| Avantax Advisory Services | Bald Knob | AR | 09/2023 | 09/2025 |
| Gemini Management, Llc | Mccrory | AR | 04/2021 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PRUITT FINANCIAL SERVICES, LLC POSITION: Tax Preparer NATURE: Tax Preparation, Bookkeeping, Payroll Services, Business Consulting, Business Entity Formation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 3 START DATE: 02/16/2022 ADDRESS: PO Box 1326, Bald Knob AR 72010, United States DESCRIPTION: Review all tax returns. Review monthly financials for all Bookkeeping clients. File monthly tax payments for Payroll clients. Supervise all staff on daily basis. File corporate documents to form business entities for clients 2) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: Selling insurance products through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 09/29/2023 ADDRESS: PO Box 1326, 3413 Hwy 367 N, Bald Knob AR 72010, United States DESCRIPTION: Provide clients with knowledge about the insurance products offered through Avantax. Offer the proper insurance products to the client that meet their needs. Promote insurance products as an investment tool and resource to the client 3) GEMINI MANAGEMENT, LLC POSITION: Officer NATURE: Consulting for Residential & Commercial Contractors, Residential Construction and blueprints, Financial reviews and compilations INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2021 ADDRESS: PO Box 116, McCrory AR 72101, United States DESCRIPTION: Review and advise contractors on applications and financials for residential and commercial contractors, Design house plans for Residential construction. Contract Residential construction of homes for individuals 4) THE PRUITT AGENCY, INCORPORATED POSITION: Insurance Sales Agent NATURE: P & C insurance products (Property Insurance, Commercial Insurance, General Liability Insurance, Workman's Compensation Insurance)Health & Life Insurance products. Crop Insurance products. supplemental Insurance products. E & O insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 10/31/2022 ADDRESS: PO Box 1326, 3413 Hwy 367 N, Bald Knob AR 72010, United States DESCRIPTION: Manage and oversee the Financial Services company that is a subsidiary of The Pruitt Agency, Inc. It offers the following services. Tax Preparation Bookkeeping, Payroll Services, Business Consulting, Business Entity Formation. Any future traditional life, long-term care, and disability insurance activity will solely be directed through Avantax Insurance Agency, LLC, while any (list P&C insurance products given in answer to Question 4) and health insurance activity may continue with Pruitt Agency, Incorporated.? 5) ARCARE POSITION: Corporate Accountant NATURE: Healthcare provider. Behavior health services, Pharmacy services, Chronic care provider, Health screenings. Immunizations INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: PO Box 497, 117 N 2nd St, Augusta AR 72006, United States DESCRIPTION: Serve on the investment committee. Right now there are no selections on investment or advisor related matters nor will I vote in the future on any investment or advisor related matters. Serve as corporate accountant - tax division, work with Finance Director corporate controller to review monthly financial statements for BOD. Work with controller on corporate filing compliance. Assist CFO on financial analysis of the different departments on ARCARE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-10-08 |
| S65 | Uniform Investment Adviser Law Examination | 2021-09-25 |
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