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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-04-11
  • PA RA
    APPROVED
    Since 2012-04-11

Branch Locations

600 Grant Street 3550 Us Steel Tower, Pittsburgh, PA 15219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2012 Present
Northwestern Mutual Investment Services, Llc Pittsburgh PA 04/2012 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/2012 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2012 → Present
    Pittsburgh, PA
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2006-06-09 → 2012-03-28
    Solenture Advisors Llc
    Pittsburgh, PA
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-05-12
  • S63 Uniform Securities Agent State Law Examination
    2007-05-12
Designations
Other Names
  • Tom Helman

View on SEC IAPD

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