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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-09
TX RA APPROVED 2025-04-09
  • CA RA
    APPROVED
    Since 2025-04-09
  • TX RA
    APPROVED
    Since 2025-04-09

Branch Locations

San Marcos, CA • United States

4707 Executive Dr, Suite 250, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Solana Beach CA 11/2015 04/2025
Lpl Financial Llc San Diego CA 04/2025 Present
  • 11/2015 → 04/2025
    City National Bank
    Solana Beach, CA
  • 04/2025 → Present
    San Diego, CA
Previous Registrations
  • 2016-05-12 → 2025-04-25
    La Jolla, CA
    Solana Beach, CA
    Los Angeles, CA
    San Marcos, CA
Other Businesses

1) 06/10/2025 - Not Investment Related - Real Estate Rental - Temecula, CA - Start Date:06/10/2025 - 3 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-22
  • S63 Uniform Securities Agent State Law Examination
    2013-01-22
Designations

View on SEC IAPD

More in San Marcos, CA

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