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Michael Rey Lopez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

West Hollywood, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
CA RA APPROVED 2022-12-07
  • TX RA
    APPROVED
    Since 2023-01-23
  • CA RA
    APPROVED
    Since 2022-12-07

Branch Locations

4510 Franklin Ave, Los Angeles, CA 90027 • United States

7800 W Sunset Blvd, West Hollywood, CA 90046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hollywood CA 10/2014 Present
Bank Of America N.A. West Hollywood CA 10/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-22
  • S66 Uniform Combined State Law Examination
    2022-11-22

View on SEC IAPD

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