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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-30
GA RA APPROVED 2023-02-16
  • TX RA
    APPROVED
    Since 2023-03-30
  • GA RA
    APPROVED
    Since 2023-02-16

Branch Locations

2562 Briarcliff Rd Ne, Atlanta, GA 30329 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 08/2022 Present
Bank Of America Atlanta GA 02/2017 08/2022
Game Stop Atlanta GA 08/2013 11/2016
Bank Of America, N.A. Atlanta GA 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-14
  • S66 Uniform Combined State Law Examination
    2023-02-14
Other Names
  • Rafael Gutierrezmeza

View on SEC IAPD

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