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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-20
CA RA APPROVED 2025-06-13
TX RA APPROVED 2025-06-13
  • AZ RA
    APPROVED
    Since 2025-06-20
  • CA RA
    APPROVED
    Since 2025-06-13
  • TX RA
    APPROVED
    Since 2025-06-13

Branch Locations

Scottsdale, AZ • United States

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Tempe AZ 02/2023 05/2024
Tpc Scottsdale Scottsdale AZ 04/2021 02/2023
Unemployed Scottsdale AZ 06/2024 07/2024
Full Time Education Tempe AZ 08/2018 05/2022
Full Time Education San Jose CA 07/2014 05/2018
Charles Schwab & Co., Inc. Ohoenix AZ 07/2024 02/2025
Ameriprise Financial Services Llc Scottsdale AZ 02/2025 Present
  • 02/2023 → 05/2024
    Adp
    Tempe, AZ
  • 04/2021 → 02/2023
    Tpc Scottsdale
    Scottsdale, AZ
  • 06/2024 → 07/2024
    Unemployed
    Scottsdale, AZ
  • 08/2018 → 05/2022
    Full Time Education
    Tempe, AZ
  • 07/2014 → 05/2018
    Full Time Education
    San Jose, CA
  • 07/2024 → 02/2025
    Charles Schwab & Co., Inc.
    Ohoenix, AZ
  • 02/2025 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-24
S63 Uniform Securities Agent State Law Examination 2024-12-30
  • S66 Uniform Combined State Law Examination
    2025-03-24
  • S63 Uniform Securities Agent State Law Examination
    2024-12-30

View on SEC IAPD

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