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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-10
  • TX RA
    APPROVED
    Since 2023-03-10

Branch Locations

2102 E Main St, League City, TX 77573 • United States

1818 Fm 646 Rd W, Dickinson, TX 77539 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 10/2014 Present
Bank Of America, N.A. Houston TX 11/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-09
  • S66 Uniform Combined State Law Examination
    2023-03-09

View on SEC IAPD

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