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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
1415 W 22Nd St Oak Brook Reg Twr Stes 100 & 900, Oak Brook, IL 60523-8416 • United States
Elmhurst, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Germantown | TN | 08/2022 | Present |
| First Horizon Bank | Memphis | TN | 06/2017 | 08/2022 |
| Big Lots | Memphis | TN | 04/2017 | 06/2017 |
| Hhgregg | Memphis | TN | 05/2016 | 04/2017 |
| Npc Pizza Hut | Memphis | TN | 10/2016 | 12/2016 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-113702|OrgNmn:WHOLE FOODS|Org Addr:ELMHURST,Illinois,US|OBA Nature:RETAIL GROCERY STORE|Invst Rel:N|Title:ecommerce shopper|Duties:online order fulfilment |StrtDt:|TotHrs/mon:100|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-19 |
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