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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

1415 W 22Nd St Oak Brook Reg Twr Stes 100 & 900, Oak Brook, IL 60523-8416 • United States

Elmhurst, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Germantown TN 08/2022 Present
First Horizon Bank Memphis TN 06/2017 08/2022
Big Lots Memphis TN 04/2017 06/2017
Hhgregg Memphis TN 05/2016 04/2017
Npc Pizza Hut Memphis TN 10/2016 12/2016
Fidelity Investments Boston MA 03/2025 Present
  • 08/2022 → Present
    Fidelity Investments
    Germantown, TN
  • 06/2017 → 08/2022
    First Horizon Bank
    Memphis, TN
  • 04/2017 → 06/2017
    Big Lots
    Memphis, TN
  • 05/2016 → 04/2017
    Hhgregg
    Memphis, TN
  • 10/2016 → 12/2016
    Npc Pizza Hut
    Memphis, TN
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-07-12 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Schaumburg, IL
    Oak Brook, IL
Other Businesses

OBA-113702|OrgNmn:WHOLE FOODS|Org Addr:ELMHURST,Illinois,US|OBA Nature:RETAIL GROCERY STORE|Invst Rel:N|Title:ecommerce shopper|Duties:online order fulfilment |StrtDt:|TotHrs/mon:100|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-26
S63 Uniform Securities Agent State Law Examination 2023-05-19
  • S65 Uniform Investment Adviser Law Examination
    2024-06-26
  • S63 Uniform Securities Agent State Law Examination
    2023-05-19
Other Names
  • Marquette Dion Smith
  • Marquette D Smith

View on SEC IAPD

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