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Michael James Mooney

Geowealth Management LLC

Plainfield, NJ

Chicago, IL

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Current Employers
Geowealth Management Llc

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-30
NJ RA APPROVED 2025-10-28
  • IL RA
    APPROVED
    Since 2025-10-30
  • NJ RA
    APPROVED
    Since 2025-10-28

Branch Locations

Plainfield, NJ • United States

444 N. Michigan Avenue Suite 3150, Chicago, IL 60611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Brokerage Corporation Pleasant Hill CA 05/2013 12/2016
Assetmark Financial, Inc Concord CA 09/2013 12/2016
Assetmark Brokerage, Llc Concord CA 08/2014 12/2016
Freedom Investment Management, Inc. Harford CT 12/2016 07/2025
Portsmouth Financial Services San Francisco CA 01/2021 12/2022
Geowealth Management Llc Chicago IL 08/2025 Present
  • 05/2013 → 12/2016
    Capital Brokerage Corporation
    Pleasant Hill, CA
  • 09/2013 → 12/2016
    Assetmark Financial, Inc
    Concord, CA
  • 08/2014 → 12/2016
    Assetmark Brokerage, Llc
    Concord, CA
  • 12/2016 → 07/2025
    Freedom Investment Management, Inc.
    Harford, CT
  • 01/2021 → 12/2022
    Portsmouth Financial Services
    San Francisco, CA
  • 08/2025 → Present
    Geowealth Management Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-21
  • S65 Uniform Investment Adviser Law Examination
    2017-11-21

View on SEC IAPD

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