Ying Shi

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-10-25

CA RA
APPROVED

Since 2022-10-25

Branch Locations

390 Bridge Pkwy.,#250, Redwood City, CA 94065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Redwood City	CA	08/2022	Present
World Financial Group, Inc.	Redwood City	CA	04/2019	Present
Stanford University	Stanford	CA	05/2019	Present
Qunar	Beijing		07/2012	01/2019
Unemployed	Hangzhou		01/2019	05/2019
Kiwi Drop Inc	Palo Alto	CA	09/2021	Present
996 Partners Llc	Palo Alto	CA	02/2021	Present

08/2022 → Present

Transamerica Financial Advisors, Inc

Redwood City, CA
04/2019 → Present

World Financial Group, Inc.

Redwood City, CA
05/2019 → Present

Stanford University

Stanford, CA
07/2012 → 01/2019

Qunar

Beijing
01/2019 → 05/2019

Unemployed

Hangzhou
09/2021 → Present

Kiwi Drop Inc

Palo Alto, CA
02/2021 → Present

996 Partners Llc

Palo Alto, CA

Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc STANFORD UNIVERSITY/Investment Related - No/616 Jane Stanford Way RM E401, Stanford, CA 94305 650-723-4581/Stanford is a private research university located in California./associate director/05.2019/160/160/program administration - managing events to promote Stanford faculty's research work to the alum community. KIWI DROP INC/Investment Related - No/650 858 1226, 440 Monroe Dr, Palo Alto, CA4305/the company aspire to connect small business owners around the world with made from China merchandise, and helping them to sell leveraging social media and live broadcasting. business started in late 2021./independent board member/07.2021/5/1/signing off board resolutions, helping to hire key people 996 PARTNERS LLC/Investment Related - No/3377 St Michael Drive, Palo Alto, CA 94306. 650-206-8286/pass through entity for tax purpose/member/2.2021/5/5/member of LLC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-10-25
S63	Uniform Securities Agent State Law Examination	2022-10-10

S65 Uniform Investment Adviser Law Examination

2022-10-25
S63 Uniform Securities Agent State Law Examination

2022-10-10

Other Names

Tina Shi

View on SEC IAPD