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Nicholas Vito Lombardo

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-14
TX RA APPROVED 2025-04-14
  • CA RA
    APPROVED
    Since 2025-04-14
  • TX RA
    APPROVED
    Since 2025-04-14

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc San Francisco CA 06/2022 04/2023
First Republic Securities Company, Llc San Francisco CA 08/2022 04/2023
Student Milford CT 09/2004 09/2018
Boston University Boston MA 09/2018 05/2022
Vivint Virginia Beach VA 05/2021 09/2021
Rbc Capital Markets, Llc San Francisco CA 04/2023 03/2025
Morgan Stanley Los Angeles CA 04/2025 Present
  • 06/2022 → 04/2023
    First Republic Investment Management, Inc
    San Francisco, CA
  • 08/2022 → 04/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 09/2004 → 09/2018
    Student
    Milford, CT
  • 09/2018 → 05/2022
    Boston University
    Boston, MA
  • 05/2021 → 09/2021
    Vivint
    Virginia Beach, VA
  • 04/2023 → 03/2025
    Rbc Capital Markets, Llc
    San Francisco, CA
  • 04/2025 → Present
    Morgan Stanley
    Los Angeles, CA
Previous Registrations
  • 2023-04-28 → 2025-04-08
    Rbc Capital Markets, Llc
    San Francisco, CA
    San Francisco, CA
  • 2023-02-13 → 2023-05-19
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10
Other Names
  • Nick Lombardo

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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