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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-05
CA RA APPROVED 2023-02-06
  • NC RA
    APPROVED
    Since 2025-08-05
  • CA RA
    APPROVED
    Since 2023-02-06

Branch Locations

Charlotte, NC • United States

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York University New York NY 07/2016 05/2020
Nyu Digital Studio New York NY 02/2018 05/2020
Echobend Pictures Atwater Village CA 02/2021 06/2021
Paciolan Irvine CA 01/2022 06/2022
Coronado Island Film Festival Coronado CA 06/2017 08/2017
Second Screen (10Block) Coronado CA 06/2018 08/2018
University Of California, Irvine Irvine CA 08/2021 06/2022
Ubs Financial Services Los Angeles CA 09/2022 06/2025
Devereaux Productions Llc Coronado CA 06/2020 01/2021
Ubs Financial Services Charlotte NC 06/2025 Present
  • 07/2016 → 05/2020
    New York University
    New York, NY
  • 02/2018 → 05/2020
    Nyu Digital Studio
    New York, NY
  • 02/2021 → 06/2021
    Echobend Pictures
    Atwater Village, CA
  • 01/2022 → 06/2022
    Paciolan
    Irvine, CA
  • 06/2017 → 08/2017
    Coronado Island Film Festival
    Coronado, CA
  • 06/2018 → 08/2018
    Second Screen (10Block)
    Coronado, CA
  • 08/2021 → 06/2022
    University Of California, Irvine
    Irvine, CA
  • 09/2022 → 06/2025
    Ubs Financial Services
    Los Angeles, CA
  • 06/2020 → 01/2021
    Devereaux Productions Llc
    Coronado, CA
  • 06/2025 → Present
    Ubs Financial Services
    Charlotte, NC
Other Businesses

Devereaux Productions LLC Not investment related 54 Trinidad Bend, Coronado, CA 92118 Entertainment production company Creative Director 01/01/2020 0 hours devoted per month 0 hours devoted during securities trading hours As an entertainment LLC, the primary purpose of the business is to manage any creative products I have. If, for example, I publish a book and disseminate the material, it would be disseminated under "Devereaux Productions LLC". All revenues would be managed under the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-06
  • S66 Uniform Combined State Law Examination
    2023-02-06
Designations

View on SEC IAPD

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