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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
FL RA APPROVED 2023-01-19
  • TX RA
    APPROVED
    Since 2026-02-13
  • FL RA
    APPROVED
    Since 2023-01-19

Branch Locations

900 S Us Highway 1, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Merrill Lynch Jupiter FL 07/2004 Present
Bank Of America, N.A. Jupiter FL 01/2026 Present
  • 07/2004 → Present
    Bank Of America Merrill Lynch
    Jupiter, FL
  • 01/2026 → Present
    Bank Of America, N.A.
    Jupiter, FL
Other Businesses

I*2213276, Entity Type: Entity Charitable, Name of OBA: The DAND Alliance LLC, Address: Wilmington, Delaware, 19802, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 02/28/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: This proposal is for OBA approval to serve as Vice President, Vice Chairperson of Board for The DAND Alliance Inc. My main role and responsibility would be to support overseeing the organization's operations. This activity would be approximately 4 hours per week outside of business/market hours. The DAND Alliance is a nonprofit (501c3) dedicated to advance awareness, understanding, and treatment of DEAF1 associated neurodevelopmental disorder (DAND) through targeted research initiatives and community engagement. It's mission is to fund and promote scientific research aimed at understanding and treating DEAF1 associated neurodevelopmental disorder, thereby improving the quality of life for affected individuals and other families.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-21
  • S66 Uniform Combined State Law Examination
    2022-12-21
Other Names
  • Leslie Ellen Sirota

View on SEC IAPD

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