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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. P. Morgan Securities Llc | Milpitas | CA | 08/2022 | 07/2023 |
| Jpmorgan Chase Bank N. A. | Milpitas | CA | 08/2022 | 07/2023 |
| Oregon State University - Market Place West Dining Hall | Corvallis | OR | 09/2017 | 06/2019 |
| Unemplolyed | Corvallis | OR | 09/2016 | 08/2017 |
| Unemployed | Fremont | CA | 07/2019 | 07/2022 |
| Northring L.L.C | Fremont | CA | 06/2022 | Present |
| Hsbc Bank Usa Na | Cupertino | CA | 07/2023 | Present |
| Hsbc Securities Usa Inc. | Irvine | CA | 08/2023 | Present |
1. The name of the other business - NA 2. Whether the business is investment-related: NO 3. The address of the other business - 3839 Development Ter, Unit #1003 Fremont 94538 4. The nature of the other business: House Rent 5. Your position: House Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 8/1/2025 8. The approximate number of hours/month you devote to the other business: 2 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business: I'm the house owner, I only need to take care if tenants have issues with the house.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-04 |
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