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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-09 |
Branch Locations
5200 Members Pkwy. Nw, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Think Bank | Rochester | MN | 07/2019 | Present |
| Raymond James | Rochester | MN | 07/2022 | 08/2023 |
| Mayo Clinic | Rochester | MN | 10/2018 | 07/2019 |
| Papa Murphys Pizza (Eflow Inc & Pjc Corp) | Savage | MN | 12/2013 | 09/2018 |
| Papa Murphy's Of Minnesota, L.L.C. | Rochester | MN | 09/2018 | 10/2018 |
| Raymond James Financial Services, Inc. | Rochester | MN | 08/2023 | Present |
| Think Financial Planning | Rochester | MN | 08/2023 | Present |
| Raymond James Financial Services Advisors, Inc | Rochester | MN | 01/2024 | Present |
(1) Name of Business: People of Hope Church, ELCA Address: 3703 Country Club Rd SW, Rochester, MN, 55902, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/27/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a part of the finance committee. This role includes periodic meetings to discuss the church finances. I will not be providing any investment advice. This is a volunteer position. (2) Name of Business: Think Bank Address: 5200 Members Pkwy NW, Rochester, MN, 55901-8381, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/16/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client Service Associate for Think Financial Planning, under Think Bank, as part of FID with Raymond James. (3) Name of Business: Think Financial Planning Address: 5200 Members Pkwy NW, Rochester, MN, 55901-8381, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/17/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Service Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-19 |
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