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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-01-09
  • MN RA
    APPROVED
    Since 2024-01-09

Branch Locations

Byron, MN • United States

5200 Members Pkwy. Nw, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Think Bank Rochester MN 07/2019 Present
Raymond James Rochester MN 07/2022 08/2023
Mayo Clinic Rochester MN 10/2018 07/2019
Papa Murphys Pizza (Eflow Inc & Pjc Corp) Savage MN 12/2013 09/2018
Papa Murphy's Of Minnesota, L.L.C. Rochester MN 09/2018 10/2018
Raymond James Financial Services, Inc. Rochester MN 08/2023 Present
Think Financial Planning Rochester MN 08/2023 Present
Raymond James Financial Services Advisors, Inc Rochester MN 01/2024 Present
  • 07/2019 → Present
    Think Bank
    Rochester, MN
  • 07/2022 → 08/2023
    Raymond James
    Rochester, MN
  • 10/2018 → 07/2019
    Mayo Clinic
    Rochester, MN
  • 12/2013 → 09/2018
    Papa Murphys Pizza (Eflow Inc & Pjc Corp)
    Savage, MN
  • 09/2018 → 10/2018
    Papa Murphy's Of Minnesota, L.L.C.
    Rochester, MN
  • 08/2023 → Present
    Raymond James Financial Services, Inc.
    Rochester, MN
  • 08/2023 → Present
    Think Financial Planning
    Rochester, MN
  • 01/2024 → Present
    Rochester, MN
Other Businesses

(1) Name of Business: People of Hope Church, ELCA Address: 3703 Country Club Rd SW, Rochester, MN, 55902, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/27/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a part of the finance committee. This role includes periodic meetings to discuss the church finances. I will not be providing any investment advice. This is a volunteer position. (2) Name of Business: Think Bank Address: 5200 Members Pkwy NW, Rochester, MN, 55901-8381, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 07/16/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client Service Associate for Think Financial Planning, under Think Bank, as part of FID with Raymond James. (3) Name of Business: Think Financial Planning Address: 5200 Members Pkwy NW, Rochester, MN, 55901-8381, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/17/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Service Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-19
  • S66 Uniform Combined State Law Examination
    2023-12-19
Other Names
  • Violet Ann Snead

View on SEC IAPD

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