Best Investors Account Sign in
Inactive

Ngoc The Sou

Forum Financial Management, LP

Lansing, NY

Lombard, IL

Claim This Profile
Current Employers
Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
NY RA APPROVED 2022-08-22
  • TX RA
    APPROVED
    Since 2024-07-05
  • NY RA
    APPROVED
    Since 2022-08-22

Branch Locations

Lansing, NY • United States

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forum Financial Management, Lp Lombard IL 08/2022 Present
Cornell University Ithaca NY 08/2017 07/2022
Virginia Polytechnic Institute And State University Blacksburg VA 11/2011 08/2017
  • 08/2022 → Present
    Forum Financial Management, Lp
    Lombard, IL
  • 08/2017 → 07/2022
    Cornell University
    Ithaca, NY
  • 11/2011 → 08/2017
    Virginia Polytechnic Institute And State University
    Blacksburg, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-22
  • S65 Uniform Investment Adviser Law Examination
    2022-08-22
Other Names
  • Naya Sou

View on SEC IAPD

More in Lansing, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor