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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-04 |
| FL | RA | APPROVED | 2023-07-31 |
| TX | RA | APPROVED_RES | 2023-07-24 |
Branch Locations
822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 12/2015 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Great Neck | NY | 01/2018 | 07/2023 |
| Bank Of America, N.A. | New York | NY | 02/2018 | 07/2023 |
| Ubs Financial Services Inc. | Ponte Vedra Bch | FL | 07/2023 | Present |
NLB ENTERPRISES,INC, GARDEN CITY,NY, SOLE PROPRIETOR, OCT 2009
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-23 |
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