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Samantha Ngooi

Apella Wealth

Chicago, IL

West Hartford, CT

Chicago, IL

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Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-12
IL RA APPROVED 2025-09-12
TX RA APPROVED 2025-09-12
  • CT RA
    APPROVED
    Since 2025-09-12
  • IL RA
    APPROVED
    Since 2025-09-12
  • TX RA
    APPROVED
    Since 2025-09-12

Branch Locations

330 N Wabash Avenue 23Rd Floor, Chicago, IL 60611 • United States

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Piedmont Advisors Llc Chicago IL 08/2020 09/2021
Park Piedmont Advisors Llc Chicago IL 09/2021 01/2023
Park Piedmont Advisors Llc Chicago IL 02/2019 08/2020
Park Piedmont Advisors Llc Chicago IL 08/2017 02/2019
University Of Chicago Medicine Chicago IL 07/2014 09/2017
Park Piedmont Advisors Llc Chicago IL 01/2023 11/2025
Apella Wealth West Hartford CT 09/2025 Present
  • 08/2020 → 09/2021
    Park Piedmont Advisors Llc
    Chicago, IL
  • 09/2021 → 01/2023
    Park Piedmont Advisors Llc
    Chicago, IL
  • 02/2019 → 08/2020
    Park Piedmont Advisors Llc
    Chicago, IL
  • 08/2017 → 02/2019
    Park Piedmont Advisors Llc
    Chicago, IL
  • 07/2014 → 09/2017
    University Of Chicago Medicine
    Chicago, IL
  • 01/2023 → 11/2025
    Park Piedmont Advisors Llc
    Chicago, IL
  • 09/2025 → Present
    Apella Wealth
    West Hartford, CT
Previous Registrations
  • 2022-08-26 → 2025-12-01
    Park Piedmont Advisors Llc
    Chicago, IL
Designations
Other Names
  • Sam Ngooi

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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