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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-02 |
| UT | RA | APPROVED | 2026-03-02 |
Branch Locations
Salt Lake City, UT • United States
680 West 10000 South, South Jordan, UT 84095 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | South Jordan | UT | 03/2023 | Present |
| Smith Food And Drug (Part Of Kroger ) | Salt Lake City | UT | 08/2016 | Present |
| Tailored Management | Salt Lake City | UT | 10/2022 | 02/2023 |
| Costco Wholesale | Salt Lake City | UT | 03/2022 | 05/2022 |
*525847- Smiths food and drug; Investment related: No; West Jordan, Utah; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 08/2016; During business hours: 0; After business hours: 60; Customer Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-25 |
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