Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-16
CA RA APPROVED 2023-11-23
  • TX RA
    APPROVED
    Since 2024-01-16
  • CA RA
    APPROVED
    Since 2023-11-23

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 08/2022 Present
Cfg Wealth Management San Diego CA 04/2021 07/2022
Kitchen Management Solutions San Diego CA 02/2019 03/2020
Steak And Shake Suwanee GA 06/2017 08/2018
San Diego State University (Education) San Diego CA 08/2018 05/2022
Unemployed Mission Viejo CA 01/2013 06/2017
Epsilonsigma Chapter Of Delta San Diego CA 03/2019 09/2019
  • 08/2022 → Present
    San Diego, CA
  • 04/2021 → 07/2022
    Cfg Wealth Management
    San Diego, CA
  • 02/2019 → 03/2020
    Kitchen Management Solutions
    San Diego, CA
  • 06/2017 → 08/2018
    Steak And Shake
    Suwanee, GA
  • 08/2018 → 05/2022
    San Diego State University (Education)
    San Diego, CA
  • 01/2013 → 06/2017
    Unemployed
    Mission Viejo, CA
  • 03/2019 → 09/2019
    Epsilonsigma Chapter Of Delta
    San Diego, CA
Other Businesses

I*4406286 Entity Type: N/A Name of OBA: Association for Corporate Growth Address: San Diego, California, 92130 Investment Related: No Position, Title, Association: Committee Employee Start Date: 04/15/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: Networking Help coordinate associated sponsorships for held events

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
  • S66 Uniform Combined State Law Examination
    2023-11-22
Other Names
  • Kelly W Legg

View on SEC IAPD

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor