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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-08-05 |
Branch Locations
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 09/2022 | Present |
| Government Employees Insurance | Indianapolis | IN | 12/2017 | 08/2022 |
| Fedex Express | Indianapolis | IN | 07/2016 | 12/2017 |
| Palmer Power & Trucking | Indianapolis | IN | 07/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-30 |
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