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333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carl Sandburg Hs | Orland Park | IL | 08/2014 | 05/2018 |
| Equitable Advisors, Llc | Oak Brook | IL | 08/2022 | 03/2023 |
| Ameriprise Financial Services, Llc | Itasca | IL | 03/2023 | 11/2025 |
| Moraine Valley Community College | Palos Hills | IL | 05/2018 | 09/2020 |
| Depaul University | Chicago | IL | 09/2020 | 08/2022 |
| Boston University | Boston | MA | 05/2025 | 12/2025 |
| Northern Trust Securities, Inc. | Chicago | IL | 12/2025 | 05/2026 |
| Northern Trust | Chicago | IL | 12/2025 | 05/2026 |
| Northern Trust Investments, Incorporated | Chicago | IL | 12/2025 | 05/2026 |
| Nuveen Securities, Llc | Chicago | IL | 06/2026 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-18 |
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