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Warwick Dean Simons

Compound Global Advisors, LLC

Mercer Island, WA

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Current Employers
Compound Global Advisors, Llc

Mercer Island, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-10-28
  • WA RA
    APPROVED
    Since 2022-10-28

Branch Locations

Mercer Island, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Asia Hong Kong 02/2013 11/2016
Unemployed Hong Kong 11/2016 03/2017
Cogent Investing Hong Kong 03/2017 02/2021
Warwick Simons Consulting Auckland 02/2021 02/2022
Ws Portfolio Advisory Mercer Island WA 03/2022 Present
  • 02/2013 → 11/2016
    Goldman Sachs Asia
    Hong Kong
  • 11/2016 → 03/2017
    Unemployed
    Hong Kong
  • 03/2017 → 02/2021
    Cogent Investing
    Hong Kong
  • 02/2021 → 02/2022
    Warwick Simons Consulting
    Auckland
  • 03/2022 → Present
    Ws Portfolio Advisory
    Mercer Island, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-28
  • S65 Uniform Investment Adviser Law Examination
    2022-10-28

View on SEC IAPD

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