Phillip A Clark

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-01-27
CA	RA	APPROVED	2008-01-16

TX RA
APPROVED

Since 2009-01-27
CA RA
APPROVED

Since 2008-01-16

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scottsdale	AZ	06/2007	Present
Bank Of America, N.A.	Scottsdale	AZ	08/2013	Present

06/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
08/2013 → Present

Bank Of America, N.A.

Scottsdale, AZ

Other Businesses

I*1732326Entity Type: 501(c)(3)Name of OBA: Fresh Start Women's Foundation Men's BoardAddress:Phoenix, AZInvestment Related:No Position, Title, Association:Men's Board MemberStart Date:02/28/2024No Hours: 2 hrs per month in eveningNo Hours during trading:0 hours during tradingDuties:Supporting the mission of the organization by raising awareness of the cause and fund raising for their annual charity golf tournament. I*3323270, Entity Type, Name of OBA: Rental Property 1Address: ScottsdaleArizona85258 Investment Related: No Position, Title, Association: Sole ownerEmployee Start Date: 01/01/2026No Hours: 1 weekly No Hours during trading:0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-14

S66 Uniform Combined State Law Examination

2008-01-14