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Yaoxuan Wang

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-27
  • NY RA
    APPROVED
    Since 2023-07-27

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 08/2022 Present
Hsbc Bank Usa, N.A. New York NY 08/2020 Present
Homemaking Buffalo NY 04/2015 08/2018
University At Buffalo Buffalo NY 08/2018 05/2020
M&T Bank Buffalo NY 06/2019 05/2020
Unemployment Buffalo NY 05/2020 08/2020
Hsbc Bank Usa, N.A. Buffalo NY 08/2020 07/2022
  • 08/2022 → Present
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 08/2020 → Present
    Hsbc Bank Usa, N.A.
    New York, NY
  • 04/2015 → 08/2018
    Homemaking
    Buffalo, NY
  • 08/2018 → 05/2020
    University At Buffalo
    Buffalo, NY
  • 06/2019 → 05/2020
    M&T Bank
    Buffalo, NY
  • 05/2020 → 08/2020
    Unemployment
    Buffalo, NY
  • 08/2020 → 07/2022
    Hsbc Bank Usa, N.A.
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-27
  • S66 Uniform Combined State Law Examination
    2023-07-27

View on SEC IAPD

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