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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-08 |
Branch Locations
3333 Wilshire Blvd Suite 800, Los Angeles, CA 90010 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Orange | CA | 08/2022 | 11/2024 |
| Ncl International | Irvine | CA | 01/2012 | 06/2026 |
| Bluepine Real Estate | Irvine | CA | 04/2019 | Present |
| The Prudential Insurance Company Of America | Orange | CA | 02/2023 | 11/2024 |
| Lpl Enterprise, Llc | Orange | CA | 11/2024 | 04/2026 |
| Emp Financial Network Inc | Los Angeles | CA | 04/2026 | Present |
| Simplicity Investments | Summit | NJ | 06/2026 | Present |
1.) EMP FINANCIAL NETWORK - 4/23/26 - 333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 - Financial Advisor, Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) BLUEPINE REAL ESTATE - 1/1/16 - 28 Hedgerow, Irvine, CA 92603 - Real estate agent, Property management, Not Invt Rel, Real estate business, 2 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG Advisors Inc - 7/8/2026 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-11 |
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