Susan Marie Smith

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-10-21

AL RA
APPROVED

Since 2025-10-21

Branch Locations

Sylacauga, AL • United States

1500 Urban Center Dr Ste 415, Vestavia, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Birmingham	AL	08/2022	Present
Talladega County Commission	Talladega	AL	04/2020	08/2022
Profitability Squared, Inc	Birmingham	AL	01/2020	04/2020
Belk	Birmingham	AL	10/2019	01/2020
Unemployed	Sylacauga	AL	04/2019	10/2019
H&R Block	Sylacauga	AL	01/2019	04/2019
Unemployed	Sylacauga	AL	10/2018	01/2019
Gadsden Music Company	Gadsden	AL	03/1987	10/2018

08/2022 → Present

Ameriprise Financial Services, Llc

Birmingham, AL
04/2020 → 08/2022

Talladega County Commission

Talladega, AL
01/2020 → 04/2020

Profitability Squared, Inc

Birmingham, AL
10/2019 → 01/2020

Belk

Birmingham, AL
04/2019 → 10/2019

Unemployed

Sylacauga, AL
01/2019 → 04/2019

H&R Block

Sylacauga, AL
10/2018 → 01/2019

Unemployed

Sylacauga, AL
03/1987 → 10/2018

Gadsden Music Company

Gadsden, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-13

S66 Uniform Combined State Law Examination

2025-10-13

Other Names

Susan Marie Keaveny
Susan Marie Ward
Susan Marie Whatley
Susan Smith

View on SEC IAPD

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