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Frank Stephen Freni

Wells Fargo Clearing Services, LLC

West Palm Beach, FL

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-08
NC RA APPROVED 2019-03-01
FL RA APPROVED 2018-11-26
  • TX RA
    APPROVED_RES
    Since 2020-07-08
  • NC RA
    APPROVED
    Since 2019-03-01
  • FL RA
    APPROVED
    Since 2018-11-26

Branch Locations

9861 Okeechobee Blvd, West Palm Beach, FL 33411 • United States

1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Cape Coral FL 08/2015 08/2017
Wells Fargo Clearing Services, Llc Worcester MA 11/2016 08/2017
Charles Schwab & Co., Inc. Henderson NV 08/2017 11/2018
Charles Schwab Bank Henderson NV 08/2017 11/2018
Wells Fargo Advisors, Llc. Worcester MA 04/2016 11/2016
Frank Freni - Rental Property Boston MA 04/2010 Present
Wells Fargo Clearing Services, Llc Palm Beach FL 11/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-11
S63 Uniform Securities Agent State Law Examination 2007-12-19
  • S65 Uniform Investment Adviser Law Examination
    2008-09-11
  • S63 Uniform Securities Agent State Law Examination
    2007-12-19
Designations

View on SEC IAPD

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