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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-30 |
Branch Locations
4630 W Jefferson Blvd Suite 6, Fort Wayne, IN 46804 • United States
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W & S Brokerage Services | Cincinnati | OH | 08/2022 | 03/2023 |
| Western & Southern Life | Kokomo | IN | 06/2022 | 03/2023 |
| Bankers Life | Indianapolis | IN | 02/2022 | 05/2022 |
| Maximus | Indianapolis | IN | 12/2021 | 02/2022 |
| Navient | Indianapolis | IN | 04/2014 | 12/2021 |
| Brookstone Wealth Advisors | Wheaton | IL | 03/2026 | Present |
| Thompson Family Insurance | Kokomo | IN | 03/2023 | Present |
Thompson Family Insurance | Non-Investment-Related | 1639 W Walnut St, Kokomo, IN 46901 | Independent Medicare insurance agency | Owner/Agent | Est. 03/2023 | Approx. 160 hrs/month | 0 hrs during securities trading hours | Duties: Medicare insurance sales and client advisory services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-15 |
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