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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-07
CA RA APPROVED 2022-09-29
  • TX RA
    APPROVED
    Since 2023-06-07
  • CA RA
    APPROVED
    Since 2022-09-29

Branch Locations

444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States

Burbank, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Los Angeles CA 08/2022 Present
Massmutual Life Insurance Company Los Angeles CA 08/2022 Present
University Of California, Irvine Irvine CA 09/2018 12/2021
General Auction Company Buena Park CA 07/2021 08/2021
Gyutan Ramen Irvine CA 09/2021 12/2021
Dunkin Irvine CA 02/2022 06/2022
Unemployed Van Nuys CA 06/2022 07/2022
Unemployed Irvine CA 12/2021 02/2022
Unemployed Irvine CA 01/2012 09/2020
  • 08/2022 → Present
    Los Angeles, CA
  • 08/2022 → Present
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 09/2018 → 12/2021
    University Of California, Irvine
    Irvine, CA
  • 07/2021 → 08/2021
    General Auction Company
    Buena Park, CA
  • 09/2021 → 12/2021
    Gyutan Ramen
    Irvine, CA
  • 02/2022 → 06/2022
    Dunkin
    Irvine, CA
  • 06/2022 → 07/2022
    Unemployed
    Van Nuys, CA
  • 12/2021 → 02/2022
    Unemployed
    Irvine, CA
  • 01/2012 → 09/2020
    Unemployed
    Irvine, CA
Other Businesses

Name: Steven Dauglash / Lenox Advisors, Inc Inv rel: Y Add: 444 S. Flower Street, Suite 4200 Los Angeles, CA 90071 Nature: Outside Insurance Sales; Life, Disability, Long-term care, Fixed annuities, and Health Position: Relationship Manager Start date: 08/15/2022 No. HR/MO: 10 No. HR/MO dur trading: 5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-06
  • S66 Uniform Combined State Law Examination
    2022-09-06

View on SEC IAPD

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