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Michael Richard Schremser

Tsfg, LLC

Elgin, IL

Lake Forest, IL

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Current Employers
Tsfg, Llc

1052 N Western Avenue, Lake Forest, IL 60045 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-07-21
  • IL RA
    APPROVED
    Since 2018-07-21

Branch Locations

Elgin, IL • United States

1052 N Western Avenue, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Elgin IL 12/2012 Present
Tsfg, Llc Elgin IL 07/2018 Present
  • 12/2012 → Present
    Lpl Financial, Llc
    Elgin, IL
  • 07/2018 → Present
    Elgin, IL
Previous Registrations
Other Businesses

1. 7/25/2018 - TSFG, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/09/2018 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 07/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/20/2018 - Gibbons Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:08/08/2018 - 160 Hours Per Month/160 Hours During Trading. 3. 8/20/2018 - TS Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:08/08/2018 - 160 Hours Per Month/160 Hours During Trading. 4. 06/20/2019 - Kellogg Insurance Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 06/19/2019 - 5 Hours Per Month/5 Hours During Securities Trading. 5. 9/10/2019 - Employee Benefit Risk Management Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 08/30/2019 - 5 Hours Per Month During Securities Trading. 6. 8/28/2020 - Deane Enterprises - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/9/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 7. 9/14/2020 - Deane Enterprises - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/09/2020 - 5 Hours Per Month During Securities Trading. 8. 12/08/2023 - Gradepoint Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 10 Hours Per Month/ During Trading. 9. 12/08/2023 - Gradepoint Insurance LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 5 Hours Per Month/ During Trading. 10. 05/09/2024 - Orange Advisory - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 05/10/2024 - 5 Hours Per Month/ During Trading 11. 08/06/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 07/15/2024 - 1 Hour Per Month/ During Trading 12. 09/30/2024 - GradePoint Financial Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/24/2024 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-20
  • S66 Uniform Combined State Law Examination
    2007-04-20

View on SEC IAPD

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