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Current Employers
Aegis Wealth Management, Inc.

317 State Street, Guthrie Center, IA 50115 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

7105 W 44Th Ave., Denver, CO 80033 • United States

317 State Street, Guthrie Center, IA 50115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Wealth Management, Inc. Guthrie Center IA 08/2022 Present
Aegis Financial Denver CO 10/2019 Present
Stash Company Edmond OK 10/2018 10/2019
Self Employed Denver CO 12/2014 12/2018
  • 08/2022 → Present
    Guthrie Center, IA
  • 10/2019 → Present
    Aegis Financial
    Denver, CO
  • 10/2018 → 10/2019
    Stash Company
    Edmond, OK
  • 12/2014 → 12/2018
    Self Employed
    Denver, CO
Other Businesses

1.) Aegis Financial; Investment Related; Denver, CO; Marketing and Wholesaling; VP Sales and Marketing; Start Date 10/2019; Approximately 152 hours/month with the majority of those hours during securities trading hours; Wholesaling of Fixed and Fixed Indexed Annuities and aiding in insurance sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-27
  • S65 Uniform Investment Adviser Law Examination
    2022-07-27

View on SEC IAPD

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