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317 State Street, Guthrie Center, IA 50115 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Wealth Management, Inc. | Guthrie Center | IA | 08/2022 | Present |
| Aegis Financial | Denver | CO | 10/2019 | Present |
| Stash Company | Edmond | OK | 10/2018 | 10/2019 |
| Self Employed | Denver | CO | 12/2014 | 12/2018 |
1.) Aegis Financial; Investment Related; Denver, CO; Marketing and Wholesaling; VP Sales and Marketing; Start Date 10/2019; Approximately 152 hours/month with the majority of those hours during securities trading hours; Wholesaling of Fixed and Fixed Indexed Annuities and aiding in insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-27 |
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