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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-16
TX RA APPROVED 2026-06-16
  • IL RA
    APPROVED
    Since 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors Llc New York NY 08/2022 09/2022
University Of Illinois Urbana-Champaign IL 08/2018 05/2022
Topgolf Schaumburg IL 07/2020 08/2021
Pools Plus Arlington Heights IL 05/2019 08/2019
Kasper Schaumburg IL 10/2017 05/2018
Unemployed Schaumburg IL 12/2016 09/2017
Goebberts Pumpkin Patch South Barrington IL 09/2016 11/2016
Now Foods Bloomingdale IL 06/2018 05/2019
Jpmorgan Chase Bank Na Chicago IL 10/2022 Present
Jpmorgan Securities Llc Chicago IL 10/2022 Present
Unemployed Schaumburg IL 06/2022 07/2022
  • 08/2022 → 09/2022
    Equitable Advisors Llc
    New York, NY
  • 08/2018 → 05/2022
    University Of Illinois
    Urbana-Champaign, IL
  • 07/2020 → 08/2021
    Topgolf
    Schaumburg, IL
  • 05/2019 → 08/2019
    Pools Plus
    Arlington Heights, IL
  • 10/2017 → 05/2018
    Kasper
    Schaumburg, IL
  • 12/2016 → 09/2017
    Unemployed
    Schaumburg, IL
  • 09/2016 → 11/2016
    Goebberts Pumpkin Patch
    South Barrington, IL
  • 06/2018 → 05/2019
    Now Foods
    Bloomingdale, IL
  • 10/2022 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 10/2022 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 06/2022 → 07/2022
    Unemployed
    Schaumburg, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-11
S63 Uniform Securities Agent State Law Examination 2022-11-18
  • S65 Uniform Investment Adviser Law Examination
    2026-06-11
  • S63 Uniform Securities Agent State Law Examination
    2022-11-18
Other Names
  • Nick Bernard Rieger
  • Nicholas Rieger
  • Nicholas Bernard Rieger

View on SEC IAPD

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