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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-08 |
| GA | RA | APPROVED | 2026-01-26 |
Branch Locations
700 W Crossville Rd, Roswell, GA 30075 • United States
501 Tri County Plz, Cumming , GA 30040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Canton | GA | 07/2022 | 12/2025 |
| Wells Fargo Bank, Na | Canton | GA | 12/2016 | 12/2025 |
| Mcdonalds | Canton | GA | 04/2011 | 12/2016 |
| Northside Hospital Cherokee | Canton | GA | 01/2020 | 07/2022 |
| Comfort Suites | Woodstock | GA | 01/2016 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roswell | GA | 12/2025 | Present |
| Southern New Hampshire University | Canton | GA | 02/2022 | 03/2024 |
| Kennesaw State University | Canton | GA | 05/2019 | 05/2022 |
| Georgia Highlands | Canton | GA | 05/2016 | 05/2018 |
| Bank Of America, N.A. | Roswell | GA | 01/2026 | Present |
I*: 3405267Entity Type: For ProfitName of the other business: M-A Holdings LLCInvestment-related: NoAddress of the other business Canton GATitle, or relationship with the other business: General Partner/Managing MemberStart date of your relationship: 04/01/2022Approximate number of hours/months you devote to the other business: 2 hrs mthly Number of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Rental PropertyManaging Member I*4392265 Entity Type: Entity For Profit Name of OBA: Cristo LLC Address: Marietta, Georgia, 30066 Investment Related: No Position, Title, Association: Other Employee Start Date: 04/20/2026 Number of Hours: 20, Weekly Number of Hours during trading: 0, Weekly Duties: Secondary Job for extra income Kitchen Staff
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-19 |
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