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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
GA RA APPROVED 2026-01-26
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • GA RA
    APPROVED
    Since 2026-01-26

Branch Locations

700 W Crossville Rd, Roswell, GA 30075 • United States

501 Tri County Plz, Cumming , GA 30040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Canton GA 07/2022 12/2025
Wells Fargo Bank, Na Canton GA 12/2016 12/2025
Mcdonalds Canton GA 04/2011 12/2016
Northside Hospital Cherokee Canton GA 01/2020 07/2022
Comfort Suites Woodstock GA 01/2016 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Roswell GA 12/2025 Present
Southern New Hampshire University Canton GA 02/2022 03/2024
Kennesaw State University Canton GA 05/2019 05/2022
Georgia Highlands Canton GA 05/2016 05/2018
Bank Of America, N.A. Roswell GA 01/2026 Present
  • 07/2022 → 12/2025
    Canton, GA
  • 12/2016 → 12/2025
    Wells Fargo Bank, Na
    Canton, GA
  • 04/2011 → 12/2016
    Mcdonalds
    Canton, GA
  • 01/2020 → 07/2022
    Northside Hospital Cherokee
    Canton, GA
  • 01/2016 → 01/2019
    Comfort Suites
    Woodstock, GA
  • 12/2025 → Present
    Roswell, GA
  • 02/2022 → 03/2024
    Southern New Hampshire University
    Canton, GA
  • 05/2019 → 05/2022
    Kennesaw State University
    Canton, GA
  • 05/2016 → 05/2018
    Georgia Highlands
    Canton, GA
  • 01/2026 → Present
    Bank Of America, N.A.
    Roswell, GA
Previous Registrations
Other Businesses

I*: 3405267Entity Type: For ProfitName of the other business: M-A Holdings LLCInvestment-related: NoAddress of the other business Canton GATitle, or relationship with the other business: General Partner/Managing MemberStart date of your relationship: 04/01/2022Approximate number of hours/months you devote to the other business: 2 hrs mthly Number of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Rental PropertyManaging Member I*4392265 Entity Type: Entity For Profit Name of OBA: Cristo LLC Address: Marietta, Georgia, 30066 Investment Related: No Position, Title, Association: Other Employee Start Date: 04/20/2026 Number of Hours: 20, Weekly Number of Hours during trading: 0, Weekly Duties: Secondary Job for extra income Kitchen Staff

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-26
S63 Uniform Securities Agent State Law Examination 2022-12-19
  • S66 Uniform Combined State Law Examination
    2024-06-26
  • S63 Uniform Securities Agent State Law Examination
    2022-12-19

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