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Current Employers
Ux Wealth Partners Llc

7200 S Alton Way Suite A-250, Centennial, CO 80112 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-10-14
  • CO RA
    APPROVED
    Since 2020-10-14

Branch Locations

7200 S Alton Way Suite A-250, Centennial, CO 80112 • United States

7200 S Alton Way Suite A-230, Centennial, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Holdings Denver CO 04/2015 11/2017
Ux Wealth Partners, Llc Centennial CO 04/2020 Present
Thor Financial Technology Denver CO 04/2019 Present
Exact Strategies Denver CO 12/2017 03/2021
  • 04/2015 → 11/2017
    National Planning Holdings
    Denver, CO
  • 04/2020 → Present
    Centennial, CO
  • 04/2019 → Present
    Thor Financial Technology
    Denver, CO
  • 12/2017 → 03/2021
    Exact Strategies
    Denver, CO
Previous Registrations
  • 2015-03-30 → 2017-11-10
    National Planning Corporation
    Denver, CO
  • 2012-05-02 → 2014-02-25
    Curian Capital, Llc
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-14
S66 Uniform Combined State Law Examination 2012-04-30
  • S65 Uniform Investment Adviser Law Examination
    2020-10-14
  • S66 Uniform Combined State Law Examination
    2012-04-30
Other Names
  • Kyle Wiggs

View on SEC IAPD

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