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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Durham | NC | 07/2022 | 01/2025 |
| First Carolina Bank | Rocky Mount | NC | 10/2021 | 07/2022 |
| North American Senior Benefits | Lawrenceville | GA | 07/2021 | 09/2021 |
| North Carolina State Employees' Credit Union | Raleigh | NC | 04/2018 | 07/2021 |
| North Carolina Farm Bureau | Raleigh | NC | 04/2017 | 04/2018 |
| Nash County Emergency Services | Nashville | NC | 01/2012 | 04/2017 |
| Student | Rocky Mount | NC | 08/2016 | 12/2019 |
| Student | Rocky Mount | NC | 08/2020 | 05/2023 |
| Thrivent Financial | Appleton | WI | 01/2025 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-18 |
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