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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-06 |
Branch Locations
127 Congress Street Floor 01, Boston, MA 02110-2511 • United States
94 Derby Street Suite 203, Hingham, MA 02043 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Atlantic Distribution | North Kingstown | RI | 04/2022 | 05/2022 |
| La Masseria Restaurant Group | East Greenwich | RI | 09/2021 | 05/2022 |
| Cowessett Construction | Warwick | RI | 06/2006 | 06/2020 |
| Ri Department Of Health/Ri Air National Guard | Providence | RI | 04/2020 | 12/2020 |
| Rhode Island Air National Guard | Al Jaber | 07/2019 | 01/2020 | |
| Anytime Fitness | Warwick | RI | 11/2017 | 10/2018 |
| Community College Of Rhode Island | Warwick | RI | 09/2018 | 01/2019 |
| Jalette Contracting | Blackstone | MA | 07/2016 | 12/2016 |
| Rhode Island Air National Guard | North Kingstown | RI | 07/2016 | 12/2020 |
| Maxx Fitness Clubs | Lincoln | RI | 11/2015 | 01/2017 |
| Fidelity Investments | Smithfield | RI | 07/2022 | 07/2025 |
| Community College Of Rhode Island | Warwick | RI | 09/2017 | 12/2018 |
| University Of Rhode Island | Kingston | RI | 01/2019 | 12/2021 |
| Ri-Dlt | Lincoln | RI | 02/2021 | 08/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | 07/2025 |
| Charles Schwab & Co., Inc. | Hingham | MA | 07/2025 | Present |
| Charles Schwab Bank, Ssb | Hingham | MA | 07/2025 | Present |
OrgNmn:Zero Percent Clothing Company LLC|Org Addr:Boston,Massachuse,US|OBA Nature:Clothing company to raise awar|Invst Rel:N|Title:Founder|Duties:secured the domain and registered the LLC but will not be in active capacity until after returning to work|StrtDt:12-04-24|TotHrs/mon:64|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-12 |
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