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Zachary Tapia

Wells Fargo Clearing Services, LLC

Carlsbad, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-22
CA RA APPROVED 2023-02-06
  • TX RA
    APPROVED
    Since 2024-11-22
  • CA RA
    APPROVED
    Since 2023-02-06

Branch Locations

5800 Armada Dr Ste 300, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Carlsbad CA 07/2022 Present
Milliman San Diego CA 07/2018 09/2019
Cogen Angwin CA 01/2020 04/2020
Door Dash Carlsbad CA 03/2020 04/2022
Farmstead Saint Helena CA 04/2022 06/2022
Pacific Union College Angwin CA 09/2018 06/2022
- Carlsbad CA 06/2012 09/2019
  • 07/2022 → Present
    Wells Fargo Clearing Services, Llc
    Carlsbad, CA
  • 07/2018 → 09/2019
    Milliman
    San Diego, CA
  • 01/2020 → 04/2020
    Cogen
    Angwin, CA
  • 03/2020 → 04/2022
    Door Dash
    Carlsbad, CA
  • 04/2022 → 06/2022
    Farmstead
    Saint Helena, CA
  • 09/2018 → 06/2022
    Pacific Union College
    Angwin, CA
  • 06/2012 → 09/2019
    -
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-04
  • S66 Uniform Combined State Law Examination
    2023-02-04
Other Names
  • Zach Tapia

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
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