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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-05 |
| NJ | RA | APPROVED | 2026-07-15 |
| NC | RA | APPROVED | 2026-07-06 |
| CA | RA | APPROVED | 2025-07-23 |
| NY | RA | APPROVED | 2025-03-06 |
| TX | RA | APPROVED_RES | 2025-03-04 |
| MA | RA | APPROVED | 2024-12-24 |
| FL | RA | APPROVED | 2023-06-07 |
| MD | RA | APPROVED | 2023-02-10 |
| DC | RA | APPROVED | 2023-01-31 |
| VA | RA | APPROVED | 2022-10-07 |
Branch Locations
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
308 Maple Avenue E, Vienna, VA 22180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Centreville | VA | 01/2015 | 06/2022 |
| Td Bank N.A. | Centreville | VA | 06/2022 | Present |
| Td Private Client Wealth Llc | Centreville | VA | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-09-26 |
| S65 | Uniform Investment Adviser Law Examination | 2022-10-07 |
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