Stephen Litman

Current Employers

Diversify Wealth Management, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-05-06
CA	RA	APPROVED	2025-02-26

NC RA
APPROVED

Since 2026-05-06
CA RA
APPROVED

Since 2025-02-26

Branch Locations

Charlotte, NC • United States

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel	Newport Beach	CA	07/2022	02/2025
Compass	Newport Beach	CA	11/2019	04/2022
Robbins Research International	San Diego	CA	09/2016	03/2019
Performance Settlement	Irvine	CA	04/2019	10/2019
Diversify Wealth Management	Sandy	UT	02/2025	Present
Dfpg Investments, Llc	Sandy	UT	04/2025	Present

07/2022 → 02/2025

Stifel

Newport Beach, CA
11/2019 → 04/2022

Compass

Newport Beach, CA
09/2016 → 03/2019

Robbins Research International

San Diego, CA
04/2019 → 10/2019

Performance Settlement

Irvine, CA
02/2025 → Present

Diversify Wealth Management

Sandy, UT
04/2025 → Present

Dfpg Investments, Llc

Sandy, UT

Previous Registrations

2022-10-17 → 2025-02-27

Stifel, Nicolaus & Company, Incorporated

Newport Beach, CA

Other Businesses

1. Chirag Shah Coaching; 5 Nancy Lane, Larchmont, NY 10538; Performance coaching for real estate agents; Real Estate Coach; My responsibilities are to assist real estate agents in growing their businesses through improved efficiencies in their workflow; 08/01/2022; 5 Hours per Week; Not during securities trading hours; Not Investment-Related. 2. LitLife LLC; 220 Toronto Ave Huntington Beach CA 92648; Helping Compass agents to organize their CRM's as well as to procure the help of a virtual assistant; CEO; Oversee marketing and customer satisfaction; 11/15/2023; 10.00hrs/week; Not during securities trading hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-14

S66 Uniform Combined State Law Examination

2022-10-14

View on SEC IAPD