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Joseph Guediguian

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
IL RA APPROVED 2021-02-24
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • IL RA
    APPROVED
    Since 2021-02-24

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saliba Portfolio Management, Llc Chicago IL 08/2009 03/2019
Bmo Private Bank Chicago IL 01/2019 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 01/2021 Present
Bank Of America, N.A. Chicago IL 04/2021 Present
  • 08/2009 → 03/2019
    Saliba Portfolio Management, Llc
    Chicago, IL
  • 01/2019 → 01/2021
    Bmo Private Bank
    Chicago, IL
  • 01/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
  • 04/2021 → Present
    Bank Of America, N.A.
    Chicago, IL
Previous Registrations
  • 2019-02-14 → 2021-02-09
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Chicago, IL
  • 2014-10-02 → 2019-03-22
    Saliba Portfolio Management, Llc
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-04-02
S65 Uniform Investment Adviser Law Examination 2014-10-02
  • S63 Uniform Securities Agent State Law Examination
    2021-04-02
  • S65 Uniform Investment Adviser Law Examination
    2014-10-02
Other Names
  • Joe Z Guediguian
  • Joseph Z Guediguian

View on SEC IAPD

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NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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