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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Des Moines | IA | 07/2022 | 05/2023 |
| Wells Fargo Bank | Des Moines | IA | 02/2019 | 06/2022 |
| Unemployed | Des Moines | IA | 11/2018 | 02/2019 |
| Advanced Analytical Technologies (Agilent Technologies) | Baltimore | MD | 07/2016 | 11/2018 |
| Bell Brothers Heating And Air Conditioning, Inc. | Des Moines | IA | 06/2023 | 05/2024 |
| Principal Life Insurance Company | Des Moines | IA | 06/2024 | Present |
| Principal Securities, Inc. | Des Moines | IA | 12/2024 | Present |
| Principal Advised Services | Des Moines | IA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
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