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Gaetano Arfans Stanzione

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Fe, NM

Albuquerque, NM

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
NM RA APPROVED 2023-01-31
  • TX RA
    APPROVED
    Since 2023-02-14
  • NM RA
    APPROVED
    Since 2023-01-31

Branch Locations

1234 Saint Michaels Dr, Santa Fe, NM 87505 • United States

3101 Carlisle Blvd Ne, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 07/2022 Present
Bank Of America Albuquerque NM 11/2015 07/2022
Bank Of America N.A. Albuquerque NM 11/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-23
  • S66 Uniform Combined State Law Examination
    2023-01-23

View on SEC IAPD

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