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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

Burlingame, CA • United States

2880 Zanker Rd Suite 203, San Jose, CA 95134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade, Inc San Mateo CA 03/2015 05/2018
Unemployed Burlingame CA 05/2018 10/2018
Securities America, Inc. Santa Clara CA 10/2018 11/2022
Pfg Advisors Santa Clara CA 10/2018 11/2022
Td Ameritrade Investment Management, Llc San Mateo CA 03/2015 05/2018
Keypoint Credit Union Santa Clara CA 10/2018 11/2022
Avantax Investment Services Inc. San Jose CA 11/2022 09/2025
Avantax Advisory Services San Jose CA 11/2022 09/2025
Avantax Insurance Agency, Llc San Jose CA 11/2022 12/2022
Avantax Insurance Agency And/Or Avantax Insurance Services. San Jose CA 11/2022 09/2025
Cetera Wealth Services, Llc San Jose CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/2015 → 05/2018
    Tdameritrade, Inc
    San Mateo, CA
  • 05/2018 → 10/2018
    Unemployed
    Burlingame, CA
  • 10/2018 → 11/2022
    Securities America, Inc.
    Santa Clara, CA
  • 10/2018 → 11/2022
    Santa Clara, CA
  • 03/2015 → 05/2018
    Td Ameritrade Investment Management, Llc
    San Mateo, CA
  • 10/2018 → 11/2022
    Keypoint Credit Union
    Santa Clara, CA
  • 11/2022 → 09/2025
    Avantax Investment Services Inc.
    San Jose, CA
  • 11/2022 → 09/2025
    Avantax Advisory Services
    San Jose, CA
  • 11/2022 → 12/2022
    Avantax Insurance Agency, Llc
    San Jose, CA
  • 11/2022 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services.
    San Jose, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    San Jose, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-12-01 → 2025-09-05
    Avantax Advisory Services
    San Jose, CA
    Burlingame, CA
    Burlingame, CA
  • 2018-10-10 → 2022-11-30
    Santa Clara, CA
  • 2015-03-11 → 2018-06-25
    Td Ameritrade, Inc.
    San Mateo, CA
  • 2015-03-11 → 2018-06-25
    Td Ameritrade Investment Management, Llc
    San Mateo, CA
  • 2014-11-24 → 2015-03-06
    Menlo Park, CA
  • 2009-10-23 → 2014-10-24
    Menlo Park, CA
    Palo Alto, CA
  • 2009-04-23 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Palo Alto, CA
Other Businesses

1) NAIMAVA CAPITAL MANAGEMENT GROUP POSITION: Founder/President NATURE: Investment management and Financial Advisory services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/29/2022; 2880 Zanker Road, Suite 203, San Jose CA 95134, US; I will be meeting with clients to conduct Financial reviews, conduct financial plans as needed, open new Advisory/outside sponsor accounts, provide ongoing administrative/account housekeeping and relationship management to help clients meet their financial goals. 2) NAIMAVA CAPITAL MANAGEMENT GROUP POSITION: Financial Advisor NATURE: Sales of Equity Index Annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2022; 2880 Zanker Rd, Suite 203, San Jose CA 95134, US; Sales of EIA. Conduct meetings with clients for a review of their EIA. Help with any service requests

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-22
S63 Uniform Securities Agent State Law Examination 2006-07-25
  • S66 Uniform Combined State Law Examination
    2009-04-22
  • S63 Uniform Securities Agent State Law Examination
    2006-07-25
Other Names
  • Eatan Narang

View on SEC IAPD

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