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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
Burlingame, CA • United States
2880 Zanker Rd Suite 203, San Jose, CA 95134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade, Inc | San Mateo | CA | 03/2015 | 05/2018 |
| Unemployed | Burlingame | CA | 05/2018 | 10/2018 |
| Securities America, Inc. | Santa Clara | CA | 10/2018 | 11/2022 |
| Pfg Advisors | Santa Clara | CA | 10/2018 | 11/2022 |
| Td Ameritrade Investment Management, Llc | San Mateo | CA | 03/2015 | 05/2018 |
| Keypoint Credit Union | Santa Clara | CA | 10/2018 | 11/2022 |
| Avantax Investment Services Inc. | San Jose | CA | 11/2022 | 09/2025 |
| Avantax Advisory Services | San Jose | CA | 11/2022 | 09/2025 |
| Avantax Insurance Agency, Llc | San Jose | CA | 11/2022 | 12/2022 |
| Avantax Insurance Agency And/Or Avantax Insurance Services. | San Jose | CA | 11/2022 | 09/2025 |
| Cetera Wealth Services, Llc | San Jose | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) NAIMAVA CAPITAL MANAGEMENT GROUP POSITION: Founder/President NATURE: Investment management and Financial Advisory services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/29/2022; 2880 Zanker Road, Suite 203, San Jose CA 95134, US; I will be meeting with clients to conduct Financial reviews, conduct financial plans as needed, open new Advisory/outside sponsor accounts, provide ongoing administrative/account housekeeping and relationship management to help clients meet their financial goals. 2) NAIMAVA CAPITAL MANAGEMENT GROUP POSITION: Financial Advisor NATURE: Sales of Equity Index Annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2022; 2880 Zanker Rd, Suite 203, San Jose CA 95134, US; Sales of EIA. Conduct meetings with clients for a review of their EIA. Help with any service requests
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-25 |
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